failed to report to the Exchange within the required time period following execution, as well as failed to report accurate trade details for these block trades to the Exchange. executed numerous block trades for customers in various NYMEX Energy futures contracts, consisting primarily of natural gas products, that ICAP Corp. neither admitted nor denied the rule violations upon which the penalty is based, a Panel of the NYMEX Business Conduct Committee (“Panel”) found that between April 2019 and December 2019 and April 2020 and June 2020, ICAP Corp. Pursuant to an offer of settlement that ICAP Corporates LLC (“ICAP Corp.”) presented at a hearing on December 10, 2020, in which ICAP Corp. The Exchange shall promptly publish such information separately from the reports of transactions in the regular market. The report must include the contract, contract month, price, quantity of the transaction, the respective clearing members, the time of execution, and, for options, strike price, put or call and expiration month. Unless otherwise agreed to by the principal counterparties to the block trade, the seller, or, in the case of a brokered transaction, the broker handling the block trade, must ensure that each block trade is reported to the Exchange within the time period and in the manner specified by the Exchange. The following shall govern block trades:į. The Exchange shall designate the products in which block trades shall be permitted and determine the minimum quantity thresholds for such transactions. for any party to fail to diligently supervise its employees and agents in the conduct of their business relating to the Exchange.